Perceptions of HIPAA Security Requirements by US Dental Schools

ME Thesis (September 2006)
Jinho Lee

Abstract

Security of electronic patient health information(e-PHI) is emerging as a critical issue.  In the United States, the Health Insurance Portability and Accountability Act(HIPAA) 1996 was passed to make protection of e-PHI a legal requirement for organisations that manage e-PHI.  However the lack of specificity in its provisions raises uncertainty about their interpretations for any particular organisation.

In this thesis, we present the results of an exploratory investigation of security requirements under HIPAA, as perceived by the US dental schools for their enterprise dental information systems.  This study was inspired by Software of Excellence Ltd, a NZ software vendor who exports enterprise dental information systems to the US market.  It was experiencing diąculties developing appropriate security features for its products due to the lack of information about its customers' perceived security requirements under HIPAA.  We used an online survey to elicit the perceived security requirements for enterprise dental information systems.

We used threat modeling as our main analytical framework for eliciting security requirements.  Our survey instrument was designed to support analysis.  The survey responses revealed some general perceptions held by the US dental schools regarding the security of their e-PHI and HIPAA.  The survey also identified several security threats that the US dental schools were concerned about.  We analyse these threats using a particular technique of threat modeling called the misuse case analysis. We conduct our analysis in the context of a model of a generic, enterprise dental information system which we define.  We propose improvements to the existing taxonomy of threats against e-PHI and classify our threats into the improved taxonomy. Finally we focus on one of the threats identified from the survey to propose mitigation.