Interview by Jorge Pontual
Sensual Mathematics

A ``Milênio'' (Millennium) program interview (interviews with thinkers who are shaping the third millennium) broadcast by Globo News TV in Brazil in June 2001. This is my third and latest TV interview, and it was filmed at my home, mostly in the back garden, and begins and ends with a close-up of the cover of my book The Unknowable. The Globo News TV channel is broadcast in Brazil and simultaneously webcast to the rest of the world, so I was able to see this program on my PC in NY at the same time that it was on TV in Brazil!

P: So what is mathematics for you?

C: Oh, I think mathematics is a lot of fun. You see, for me it's like music, it's a music that unfortunately most people can't hear.

But it's more than that, it's not just pretty. For me, mathematics is an adventure, it's like trying to climb a mountain; I'm an explorer at heart. You go off somewhere where no one else has gone, and you try to figure out what's happening. You try to climb up so you can look around and discover what's going on.

And I like going on weekends or holidays up into the mountains and trying to climb things. I like doing it in the winter with snowshoes and ski poles. It's very, very beautiful.

In a way, mathematical research is like mountain climbing. You are trying to get somewhere higher, where no one else has been yet, where the air is very pure, where the sky is a beautiful dark blue, where you get those incredible views, where you think you're closer to God, you understand! And it's a great adventure!

P: To be a great mathematician, does one have to be mad?

C: [Laughs] Well, I don't think it's necessary, but it helps! A normal human being, a healthy human being, someone who is a good father, a good husband, a good member of the community, that's a wonderful person, but it gets in the way! You have to be obsessed with the mathematical ideas, you have to go on all day long thinking about them, all night long thinking about them, you have to lie awake at night in bed thinking about them, and this really creates a problem!

Let me give you an example. Toward the end of his life, Einstein got a letter from the wife of his friend Michele Besso, who stayed in Switzerland. And she said, ``You know, you and Michele were friends in Bern, and Michele is so talented, how come he never accomplished anything?'' And Einstein said, ``But of course, it's because he's a good man!'' You see, Einstein considered that his two marriages had been failures. And you look at Michele Besso with his wife, and they look so in love!

Having mathematical talent is wonderful, but it's also a bit of a curse, it tends to take over your life. Now I didn't want it to take over my life, I think I tried to have a normal human life, but it did sort of take over my life, I guess.

P: But there's also the pleasure, you mentioned that the pleasure you have doing math is like the pleasure of being with a beautiful woman.

C: Well, they're different obviously. But when I was an adolescent, when I was a teenager, yes, I felt that there was something sensual about a beautiful mathematical idea.

Talking about sensuality, that's a feeling I have very much when I'm visiting Brazil, and when I visited Rio just before Carnival and spent a lot of time at the beach and dancing in the streets in Carnival in Rio in 1970. Brazil is very sensual, and it made quite an impression on me. That was a time when I had one of my best ideas, it was the week before Carnival in Rio in 1970.

P: You were inspired by the great romantic mathematicians that you read about when you were young, for instance, Evariste Galois. Tell us about it.

C: Well, he's a genius, but his life is a tragedy. Typically what mathematicians joke to each other when they're in their late twenties, is ``You know, when Galois was my age, he had already done immortal work and he had been dead for five years!'' And they say this to each other as a stimulus, saying ``You've got to get to work!''

You read these stories of these very young mathematicians, and I read them as a child, and I said to myself as a joke, ``If I don't have a great idea by the time I'm eighteen, forget it, I obviously shouldn't continue with math!''

But the funny thing is, I did have an idea when I was fifteen.

P: And what was that idea?

C: The question that I started with was the question of what is randomness, what is lack of structure. What does it mean to say that something does not obey a law, does not have any pattern, does not have any structure?

The idea of randomness I got by studying physics; I was fascinated by physics as a child. I originally wanted to be a theoretical physicist or maybe an astronomer. And I took this idea with me into mathematics, and it's a foreign idea, one that physicists like, but that logicians don't like. So I'm sort of persona non grata, I think it's fair to say, in part of the logic community. But physicists tend to find my work interesting because I took an idea, randomness, from physics and found it in the foundations of mathematics, an unexpected place to find it.

P: What was the insight that you had in Rio in 1970 during Carnival?

C: Ah, just before Carnival. During Carnival I was too busy dancing in the street and looking at those luscious carioca women. [Women from Rio de Janeiro.]

The idea was that most things satisfy my definition of randomness, most numbers are random in my sense, but you can never prove it. You see, I had come up with a definition of randomness, and then I realized that the main significance of this idea was that it showed that there were limits to what reasoning could achieve.

P: The way that math is taught in schools, do you think that kills in the bud mathematical genius like yours?

C: You know, schools are trying to do something different, schools are trying to teach people how to survive in a complicated technological world. What I did, was I marched off in a different direction from the rest of the human race, trying to create a new field of mathematics. Now if everybody tried to do that, it would be a disaster! So I think that for most people normal schools are probably just about right.

But if you get somebody who is very creative and bright, I would ask the school system to please not destroy the personality of such a child, give them a chance. Sometimes a child like that is just a rebel or an eccentric, but sometimes this is how you get creative people.

P: If you could design how math is taught, how would that be?

C: What I would like to do is to take very bright kids, and give them fundamental ideas. I would teach them Einstein's theory of gravity, curved space-time, I would teach them quantum mechanics, the uncertainty principle, I would teach them Gödel's incompleteness theorem. I would skip everything and go to the frontiers.

That's what I wanted to do as a child. I was always going through piles of books trying to get to the interesting stuff and teach myself that. Because in the normal school system you take years and years and years to get to the interesting things, and that way everyone dies of boredom. So that was one of the reasons I was studying so much on my own.

P: Tell us about the dream you had as a child, it's more like a nightmare, about the future.

C: When I was young, I used to have vivid dreams, and I would remember the dreams the next morning, which doesn't happen to me anymore. And I would try to control my dreams, I guess there's a name for this, it's lucid dreaming, when you realize that you're dreaming and you try to control it. Like for example you want to fly.

So a dream that I had several times, I remember, was being in the future. I don't know how I knew it was the future. And I was in a library. And I was desperate to find out what humanity had discovered, where science had gone. So I'd go, I'd pick up a book, and I'd start to read it. And at first it looked like a book, there are words, and I can read the words, but they don't make any sense! And that was very disconcerting!

Another thing I would do, I think, perhaps, was to go and look and see if my name appeared anywhere. You know, that's a typical thing people do.

P: You sound like a character out of Jorge Luis Borges. [C. laughs.] Do you feel some affinity?

C: Oh yes, I love the Borges stories. I think some of them are very philosophical and very mathematical. They have a very European flavor, don't they?

P: Any of his ideas have helped you or made you think about something?

C: Well, I don't know if they've helped me. But Borges I think likes paradox, and my own work deals with paradox.

When you talk about things that are unknowable, how can you talk about something that's unknowable? How can you know anything about something that's unknowable? So there's a paradox involved in everything I'm doing.

What I'm working on is reason trying to discover its own limitations. And that's a paradox also, because you're criticizing the tool you're using.

So I've always enjoyed the stories of Borges, I've always enjoyed Magritte's paintings, Escher's drawings, but I think Magritte even more, because there's something paradoxical in those sensual paintings, something that appeals to me as a mathematician. And I showed you my little Kenneth Snelson sculpture, which also, I feel, has a certain mathematical beauty.

P: So what you did discover is that mathematics is actually random?

C: I didn't really prove that mathematics is random; I came up with a definition of randomness which has this strange property: the most interesting thing about it is that you can never prove that something satisfies this definition---even though most things do. And this was my first step, this was the idea I had in Rio.

Then, some years later, I realized that there was an area of mathematics that I could construct, or I could discover, where in fact mathematical truth had no structure, was completely random, in that area. So this is a part of mathematics which is a black hole, where individual questions cannot be answered. You can make statistical statements about the answers. The answers will be one thing or another 50% of the time.

P: Like tossing a coin?

C: It's exactly like tossing a coin, but you can't answer individual questions.

P: So would you say that God plays dice?

C: Well, I found an area of mathematics, or I constructed an area of mathematics, where in fact God does play dice, where mathematical truth is accidental, where things are true for no reason. This is in pure mathematics itself. So in this part of mathematics, in fact, things are maximally random, things have absolutely no structure, mathematical truth is completely accidental, it's a worst case. It's sort of a nightmare for the rational mind.

But one shouldn't say that mathematics is dead or finished; on the contrary, mathematics is alive and thriving, and in a way what our---Gödel's, Turing's and my---work shows is that a static view of mathematics does not work, mathematics is in constant evolution.

P: What do mathematicians and artists have in common?

C: Well, I think they have a lot in common. I think at the deepest level mathematical creativity is very, very similar to artistic creativity. You have to be passionate about it, it's irrational, you use your intuition, you have to be inspired, it's totally irrational. [This shouldn't be a surprise, in as much as Tor Nørretranders has pointed out in his book The User Illusion that the subconscious, irrational mind has much, much greater information-processing capability---and therefore in many ways is more intelligent---than the conscious, rational mind, which is a narrow funnel.]

After you create a new field of mathematics, after you get the idea, then you have to verify it, and that part is rational and systematic. But creating a new field, you have to be obsessed with it.

And also there's a lot more in common.

You see, mathematical ideas have to fit together beautifully. The field that I created, I like to call it algorithmic information theory, it went through several different versions. And the early versions of my theory were good work, they were pioneering work, but they were too ugly, I felt something was wrong.

So I changed the field, and I changed the definitions, the concepts weren't quite right. And when I changed things, all of a sudden they fit together better. So that's an aesthetic criterion, that's like a painting...

When you create a new field of mathematics you have a certain freedom in how you can do it. You can change the rules of the game. And if the ideas don't fit together beautifully, something is wrong, you see.

So the early pioneering work tends to be a bit ugly, because pioneering work is hard, but the only permanent mathematics is beautiful mathematics.

P: You looked into the problem of how to predict if a computer program is going to halt. And you discovered the Ω number. Can you explain easily what is the Ω number?

C: I'm very proud of this number; some people are nice enough to call it ``Chaitin's number''. I call it the Ω number.

This number is the probability that a computer program will eventually halt. So a computer is a machine, and you start it running, and you let it run forever, until... It either goes on running forever, or it comes to a stop and the program says, ``I'm finished.''

But the amazing thing is that if you ask what is the probability that a program chosen at random halts---you look at all possible programs---and if you write this number out in binary, this number is maximally unknowable. Its individual bits look like the results of independent tosses of a fair coin, individual outcomes of the game of ``heads or tails''. There is no mathematical structure.

So it has a simple physical interpretation, this Ω number of mine, but if you want to calculate its value, digit by digit, or bit by bit if you write it in binary, you can't, it's sort of a worst case.

The digits, if you write it in decimal, of this number---it's a number between zero and one, you know, you have a decimal point, and then you have a lot of digits going on forever. And the problem is if you try to calculate this number, the digits have no structure, no pattern, they look completely random. So it's a way to have God play dice in pure mathematics.

P: You wrote that information, complexity, randomness are the spirit of the times, the math of the third millennium?

C: I think this word information is very suggestive, it's a very sexy word. And it's part of the computer revolution, it's part of the idea of software, it's part of the revolution in biology with DNA, which is biological information, in a molecule, in physical form.

Another thing that I find inspiring is, in a way... Look at this crazy idea. In a way, computer technology can be thought of as technology for dealing with souls. Software is like a soul. You take a machine and it's dead, when you finish constructing a machine. But when you put software into it, it comes to life. And this software can move from machine to machine, it's as if you were passing a soul from one body to another.

It's a crazy analogy, but there is a little bit of truth in this crazy viewpoint. So what is the soul? Well, maybe it's information! Software is information, it's not physical.

P: What comes first, matter or information?

C: My thoughts have been evolving lately on this quite a bit.

When I was young, I was a materialist. You know, I thought everything was physics---in principle psychology, human society... in theory it was all a big, complicated problem in physics.

But I don't believe that anymore, and I'll give you the example that changed my mind, the reason that I've become an anti-reductionist. The example is, look at a computer!

A computer has software and it has hardware, and these are two different levels of reality. The hardware level is physics, it's engineering. When you see the hardware, that's when the machine breaks down, for example. But you want that to be invisible.

The computer engineer, the computer designer, wants to hide the physics, so that he can simulate this fantasy world of software, which in a way is the Platonic world of ideas. And this example really convinced me that when you go to a higher level, the lower level may be irrelevant.

So look at us. We're built out of DNA, we're built out of chemicals, chemicals that have an explanation that's physics. But DNA creates a higher level of abstraction which is biological information. And our thinking is at still a higher level, the mind, the brain. And it may be that really the lower level, the level of physics and chemistry, is irrelevant, the same way that the computer engineer tries to make the physics of transistor and computer hardware be invisible to the programmer.

When I was young I used to read about philosophy. At first I was very skeptical. Plato talks about the world of ideas. I said, ``Where is this world?!'' But it's in our computers, really. People now are talking about the world of virtual reality, as opposed to the physical world. We're creating a vast simulation of the Platonic world of ideas: the world of software!

So it's a tremendous philosophical revolution, in a way!

P: Do mathematicians have a sense of humor?

C: [Laughs] Well, I don't think we have as much of a sense of humor as physicists do, but I think we ought to have a sense of humor.

Yeah, some extremists don't like human beings and they want human beings to be replaced by machines. But why should we?

You know, if we design living beings, the likelihood is they're going to be a lot worse, it seems to me, than the living beings that have taken a billion years to evolve. You know, they'll probably be monsters, they'll probably be catastrophes. And maybe it'll take us a billion years to design new life forms.

By that time we may become a symbiosis between us and machines. With genetic engineering and with computer engineering, we may find a way to combine the machine with our own intelligence. And the human beings of the far future, it's hard to imagine what they may be like, unless you read science fiction.

But you know my idea of the world is, I like lying on the beach at Ipanema or Copacabana, looking at the pretty women in their very small, very minuscule bathing suits, right? I certainly don't want to replace human beings, I think human beings are wonderful.

What I think is interesting is the intellectual problem: to understand how a human being thinks. If we can program a machine to think or to do some of the things that we do by thinking, that will help us to understand ourselves, I think. If we succeed, it's going to be frightening. If we can't succeed, it's going to suggest that there is some magic spark that we don't understand, or maybe that's divine, who knows?

P: Have you tried to use mathematics to explain the evolution of life?

C: What is life? How do you define its complexity? Can you prove that life has to evolve with high probability? Is there some way to do that? That's what I'd like to know.

I think all of us feel that there's a fundamental difference between a living being and a stone. But when you try to come to grips with this using physics, or complexity theory, or information theory, it's surprisingly hard to say what the difference really is.

I had some ideas about this. I wrote some papers on this. At the same time that I had my idea visiting Brazil in 1970, I had also, a little before, had some ideas about maybe coming up with a mathematical definition of life and of its complexity using my ideas about randomness. And I think this was a failure. I don't think this work succeeded. Some people think that this work was interesting, and I'm hoping that someone in this new century will succeed in doing this.

P: Is there something mystical in your field of work?

C: The field of math that I'm working in? Well, some people think it's mystical, because I talk about this Ω number, which I define mathematically, but which cannot be known in detail.

And some mystics, or some religious people say this is wonderful, the Ω number transcends human ability. And mystics and religious people are interested in transcendent things, God, typically, that's transcendent. So in a way if you can find in mathematics something that we can't know, well then, I think the traditional Platonic answer would be we cannot know the numerical value of the halting probability Ω, but God knows, and this shows limits to what human beings can know.

But I don't know if this argument works or not. I don't understand theology, or religion; I wouldn't dare to make a statement about this.

P: You have shown the limits of mathematics. Your theories are pessimistic. But why are you an optimist?

C: Yeah, I'm not a pessimist.

To do mathematical research, you have to be an optimist. It is so hard, you spend years in the dark. And you have to have the optimism to think that you will get a good idea, light will come. And it requires tremendous optimism to create a new field of mathematics.

So I view my work not as pessimistic, I view it as an example of the fact that mathematics can go forward by discovering new concepts, or by creating new concepts. Mathematics evolves! So I'm a tremendous optimist.

What I think, though, is, now that I've been working on these ideas for many years, I'm more and more aware of the limits of my own work. And in some of my latest books, at the end, I talk about problems that I don't know how to solve, and about new theories that go well beyond my own work that I would like someone to invent and develop.